Our client is a leading private markets investment company / AIFM. We seek an experienced compliance professional to join them to assist the Conducting Officer Compliance in the daily management of compliance issues across a range of funds.
It’s a great role in a dynamic and growing company with a significant presence across Europe, where you will use your knowledge to review existing policies and procedures, support in the assessment of compliance risk and undertake compliance monitoring.
Amongst other tasks, you will:
• Conduct the compliance monitoring
• Perform compliance controls accordingly
• Supporting the regulatory registration / notification for new AIFs
• Update policies and procedures where necessary, staying up to date with regulatory change
• Assist with the preparation of compliance reporting in line with obligations
• Support the Conducting Officer in communication with the regulator and reporting to senior management
• Provide support to audits, and work on ad hoc projects
• Advise the management on compliance risk mitigation
• Work on regulatory projects
• Undertake regulatory watch for issues relevant to the AIFM and funds under management
• If necessary , assist the FCC team on queries